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Institutional Review Board

Frequently Asked Questions (FAQs)

1. Why should I complete an Institutional Review Board (IRB) application?

The WOU research community has the responsibility to ensure that the treatment of human participants meets the highest ethical standard, as well as complies with the many federal regulations related to the protection of human subjects. The purpose of the IRB's review and approval of research conducted by the university's students, faculty and staff is to assure the protection of the participants, the researcher, and the university. In addition, as a recipient of federal research funding and student scholarships, the university is required to assure and provide for the protection of all participants in the university's research endeavors. Failure to do so could lead to the loss of federal funding to the university (this means ALL funding, including student financial aid) and increased liability to the university and/or the researcher.

2. Does my study require IRB approval?

If the proposed research activity involves human participants and may contribute to generalizable knowledge, the activity will require review and approval by the WOU Institutional Review Board (IRB) before any recruitment or research involving human participants may begin. IRB review and approval is required for all research projects involving human participants, regardless of the source of funding for the project or the level of risk posed to participants. A study requires IRB approval if it is research which involves human subjects or collecting information from or about human subjects.

3. How long will it take to get my application approved?

Exempt Applications: Approximately 2-4 weeks

Expedited Applications: Approximately 4-6 weeks

Full Board Applications: Approximately 4-8 weeks


Review Times are estimates based upon the following factors:

  • The Quality and completeness of the submission.
  • The number of studies in the queue at the time of submission (studies are processed in the order in which they are received).
  • The length of time it takes applicants to respond to pending items and questions for the IRB committee.
  • The availability of the IRB members (all members are volunteers).

4. What are the responsibilities of the Principal Investigator (PI)?

Principal investigators (PIs) are responsible for protecting the rights and welfare of human subjects involved in their study. PIs are responsible for carrying out ethical research that is consistent with research plans approved by the Institutional Review Board (IRB).

5. Do all PIs and faculty advisors have to complete the NIH training?

YES! All of the principal investigators, including faculty advisors for student applications, must complete the NIH training and provide the IRB with evidence of completion.

6. What is the definition of research?

The Code of Federal Regulations (45 CFR 46.102 (d)) defines research as a systematic investigation, including research development, testing, and evaluation, designed to develop or contribute to generalizable knowledge.

A Systematic investigation means an activity that may include:

  • Collection of observational or qualitative data
  • Collection of data using surveys, testing or evaluation procedures, interviews, or focus groups
  • Collection of data using experimental designs such as clinical trials; or
  • Some demonstration and service activities.

Contributions to generalizable knowledge means public presentation of the study data through any of the following:

  • Meetings, conferences, seminars, poster presentations, and similar venues;
  • Publications distributed beyond WOU including evaluation reports, journal articles, papers, dissertations; and,
  • Master's Theses and Projects

7. What is the definition of human subject?

Federal Regulations (45 CFR 46.102), define a human subject as any living individual about whom an investigator obtains data:

  • Through observation of the individual, or
  • Through intervention or interaction with the individual, or
  • Through private information

Observation includes:

  • Counting the frequency or otherwise recording specific behaviors of humans
  • Audio or video tape recording of the subject's behavior or interactions

Intervention includes:

  • Manipulations of the subject's environment; or
  • Applications of procedures or treatments, such as drugs, devices, or biologics; or
  • Administration of psychological therapies or counseling to change behavior or promote well-being

Interaction includes:

  • Communication with the subject; or
  • Interpersonal contact with the subject; or
  • Physical procedures to collect data, such as taking blood samples

Private information must be individually identifiable and includes:

  • Information about behavior that the subject expects will not be observed or recorded
  • Specific information about the individual that the individual can reasonably expect will not be made public

8. What do I have to do to obtain IRB approval?

An IRB application packet must be completed and submitted. It includes:

  1. Evidence of Ethical Research Training (WOU requirement as stated by Provost Neely, effective February 1, 2010).
    Every individual listed on the IRB application must submit a certificate of successful completion of National Institute of Health (NIH) course Protecting Human Research Participants.
  2. A completed and signed WOU IRB Proposal Application. Signatures are required for all members listed on the IRB application.
  3. Documentation of Consent Procedures which includes one or more of the following:
    1. Written Consent Form, or
    2. Verbal Consent Script, or
    3. Letter indicating why consent is not needed

    In the case of minor subjects (not of legal age), a written Assent Form or verbal Assent Script should also be included.

  4. Any survey instruments or questionnaires to be used
  5. A detailed list of interview questions and/or topics.

9. What are common mistakes made that I can avoid to get my application approved faster?

  • Submitting applications before all principal investigators have completed the NIH Training.
  • Providing poorly written materials. Contact the Writing Center if you would like help with improving the quality of your application and additional paperwork.
  • Writing consent forms in language which will not be understood by the target population.
  • Submitting the IRB application as a blank document. Be sure that all materials are legible before sending.
  • Missing documents, such as a sample of the survey you will be using, consent/assent forms, etc.
  • Not including accurate contact information. NEVER use "Dr. Researcher" but rather include you and the IRB's actual contact information in your documents.
  • Not being proactive. If you are concerned with the amount of time that it is taking to get your application approved contact the IRB to ensure they received your application.

10. How do I know if my project is exempt, expedited or full board?

Most proposals fall into the exempt or expedited categories since participants are exposed to little or no risk. Please refer to the Level of Review page for specific descriptions of each category or contact one of the above IRB members for consultation. Researchers are asked to predict their protocol status on their application.

11. Do I need to go through the IRB process if my project is exempt?

Yes. If the proposed research activity involves human participants and may contribute to "generalizable knowledge", it still must be submitted as described above and reviewed by the IRB before any recruitment or involvement of human participants.

12. Do I need to get consent from my participants if my project is exempt?

Yes, all research requires that participants be informed of their rights and the nature of the study. For more information about consent requirements, please refer to the WOU IRB website (http://www.wou.edu/irb) or contact an IRB member.

13. Can the IRB give approval once data collection has begun?

No, the IRB is unable to provide approval of a research project after data collection has begun. As a result, it is essential that researchers receive IRB approval in advance if it is possible that their work may contribute to generalizable knowledge or they may at some point desire to present their findings outside of the institutional setting (e.g., at a conference, via publication, on the World Wide Web, etc.).

14. How do I renew my study?

All studies must be reviewed and approved annually. It is the responsibility of the principal investigator to be aware of when their study expires and submit a renewal request to the IRB at least 30 days prior to the study expiration date. When submitting a renewal request you must provide the IRB with;

  • Your IRB approval number (as indicated in the approval letter)
  • The complete title of your study
  • Date of most recent IRB approval
  • A brief protocol summary. Include in this section information regarding any deviations from the approved protocol since the last approval.
  • A copy of the current informed consent document(s) (i.e., informed consent, parental permission, and children's assent or waiver documents as appropriate).
  • A brief status report including number of participants accrued, summary of unanticipated problems (e.g., withdrawal of subjects), and summary of any new information identified (e.g., risks or benefits) which may affect the willingness of current or future research participants to participate in the study.
  • Evidence of NIH training requirement met for all listed on IRB application if not already on file (including faculty sponsors).

15. How long can I conduct my approved study?

IRB approval lasts for one year, as the PI it is your responsibility to either inform the IRB that your study approval period has ended and you are closing your study, or if you would like to renew your study for another year.

16. What if I want to make a change to my previously approved study?

You must contact the IRB and provide them with;

  • Your IRB number
  • The complete title of your study
  • Complete explanation of the changes you would like to make
  • Any additional paperwork that is relevant to the changes you are requesting
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Faculty oversight of student research

1. Do I need to require my students to get IRB approval for class research projects? What is the responsibility of the WOU instructor with regard to student research?

The IRB is responsible for ensuring that research projects are conducted in accordance with accepted ethical and governmental standards related to the protection of human subjects. Although the IRB requires that a faculty member supervise all student research projects, direct IRB review of student projects is only necessary under certain circumstances.

2. What types of student research activities DO require direct review by the IRB?

IRB approval is typically required for a student research project when human subjects are involved and the primary objective is the development of new knowledge. Students who engage in such research must submit an IRB proposal [http://www.wou.edu/irb] consistent with the aforementioned process. All such projects must involve a sponsoring/supervising faculty member who must approve and sign the IRB application before forwarding it to the IRB chairperson.

3. What types of student research activities DO NOT require direct review by the IRB?

IRB approval is typically not required for a student research project involving human subjects when the primary objective is for the student researcher to learn research methods and procedures. Specifically, it is not necessary for the IRB to review these projects when the all of following conditions are met:

  • Research involves minimal or no risk to participants; and
  • Participants do not include members of vulnerable populations such as children and/or impaired adults; and
  • Research findings are only to be distributed within the classroom and/or institutional setting (not outside of WOU).

Although research projects meeting the aforementioned conditions do not require IRB approval, instructors are expected to actively supervise student research projects and to educate their students about the ethical guidelines related to the protection of human subjects.

4. Are IRB applications required for students participating in the Academic Excellence Showcase?

Yes, if human subjects are involved and the primary objective is the development of new knowledge (i.e., thesis)

No, if the primary objective is for the student researcher to learn research methods and procedures. Additionally, such student research must meet all of the following conditions:

  • Minimal or no risk to participants; and
  • Participants do not include members of vulnerable populations such as children and/or impaired adults; and
  • Research findings are only to be distributed within the classroom and/or institutional setting (not outside of WOU).

5. What if I'm not sure whether or not the student research will be distributed beyond WOU?

If faculty believe there is the potential for students to present research at a local, state or national conference, as a result of research activities conducted within a course, it is the responsibility of the WOU faculty member to complete an IRB application for that course. Please contact a WOU IRB committee member to assist you with this process.

6. Can the IRB give approval once data collection has begun?

The IRB is unable to provide approval of a research project after the data collection period has begun. As a result, it is essential that student researchers seek IRB approval in advance if they anticipate a need or desire, however remote, to disseminate their findings outside of the institutional setting (e.g., at a conference, via publication, on the World Wide Web, etc.).




IRB Home | Do I Need to File? | NIH Training | Level of Review | IRB Application | Consent or Assent Documents | FAQs
Contact

Institutional Review Board (503)838-9200 | or e-mail: irb@wou.edu

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