Phl 201:BEING AND KNOWING
WEBSITE
SPRING 1998 (CRN 8391)
MWF 10 AM (MOD 102)
FOR PROFESSOR
DALE CANNON
Email: cannodw@wou.edu
Office Hours: MWF 11-12, TTh 2-3, and by appointment.
THEORIES OF KNOWLEDGE
I. The Nature of Knowledge
1. Types of
Knowledge
A. Knowledge by Representation (also
Propositional Knowledge)
Can be had
at second-hand.
B. Knowledge by Acquaintance
Can only be
had at first-hand.
C. Know-how (as in a skill)
2. Knowledge Seems
to Require Three Necessary Components:
A. Belief
(To know something,
you must believe it in some sense.)
B. Truth
(To know something,
it must be true, or real. In order to know an
imagined thing,
the thing must be a real imagined thing.)
C. Justification
(To know something,
you must be able to show that you do; you
must be able
to provide sufficient evidence of your knowledge.)
II. Theories of Knowledge
(Major Schools
of Thought, Groupings of Theories)
1. Rationalism
A. True knowledge (or at least
the most important knowledge) is
essentially
independent of sensory experience. Some speak of it as
involving
a non-sensory form of experience (intuitive acquaintance).
B. What is thus known is changeless,
universal, necessary, and
therefore
certain (i.e., objectively certain, though not necessarily
subjectively
certain).
C. It is discovered by dialectical
philosophical reasoning, not by
sense
perception. (Sense perception gives us only changeable,
non-universal,
non-necessary, and uncertain truths.) The mind,
therefore
is not limited to the deliverances of sense perception.
D. While logical and mathematical
truths are examples, they are not the
only
or even the best examples.
E. Note: Although Rationalists
often distinguish sense perception
(aisthesis)
from true knowledge (episteme), all regard sense
perception
as more than mere opinion and as the source of
our knowledge
of tangible, physical things.
2. Empiricism
(Opposed to Rationalism)
A. All knowledge (or at least
the most important knowledge) is based
upon sense
experience -- except perhaps for mathematical and
logical truths,
which are based upon analysis and comparison of
ideas whichthemselves
originate in sense experience. (Some
so-calledempiricists
allow for non-sensory experience, but most
exclude it.)
B. What is known is changeable,
of questionable universality,
contingent
(not necessary), and to some extent uncertain. While
mathematical
and logical truths are certain and unchanging, they
are trivial
because they tell us nothing of vital importance about
reality.
C. Knowledge about the world (i.e.,
about reality beyond the mind) is
discovered
by empirical research (i.e., by observation,
generalization,
and experimentation), not by reason operating
independently
from sense perception.
D. With regard to universals (general
categories and principles,
purportedly
universal, unchanging, and necessary), most
empiricists
take a nominalist position -- namely, that universals
are constructions
and interpretations having no objective reality
outside of
the mind.
3. Combinations
or fusions of Rationalism and Empiricism are possible
(e.g., Aristotle, Kant).
III. Plato's Theory of Knowledge
(Epistemology)
1. Sense Perception (aisthesis,
not knowledge or episteme in the strict sense).
-
A. Sense perception apprehends concrete,
particular, changeable, physical things, events, activities, and relationships,
which exist objectively within the sensory world.
-
B. Sense perception involves two levels:
(i) Impressions or seemings (eikrasia),
and
(ii) Genuine perception with conviction
(pistis).
(iii) Sense ‘knowledge’ would of course
include accurate representation of things perceived.
-
C. We have sense perception (sensory knowledge)
by way of our bodily based sense organs.
-
D. Yet sense perception presupposes and
takes for granted a theoretical, non-sensory component, involving:
(i) The sharable whatness that particular
things are or have (what sort, what nature), that defines, differentiates,
and orders things, enabling us to recognize and comprehend them;
(ii) Quantitative (mathematical) relationships
in terms of which things may be measured, compared, combined, and analyzed.
(iii) Normative criteria or standards,
in light of which things may be qualitatively assessed.
2. Theoretical Knowledge (episteme,
knowledge in the strict sense).
-
A. True knowledge apprehends the FORMS
– abstract, general (universal, not particular), unchanging (eternal),
non-physical patterns or archetypes – and their relationships.
(i) The FORMS are that by means of
which we distinguish, apprehend, comprehend, explain, order, evaluate,
and intelligently handle the objects of sense perception.
(ii) The FORMS are of three kinds.
a. Natural kinds (the true essences
of things).
b. Mathematical and logical principles.
c. Transcendental norms (above all,
justice, beauty, and truth – united in the Idea of Good [encompassing quality,
excellence, and greatness wherever it is found]).
(iii) The FORMS do not themselves exist
in the sensory world but are or have being objectively, beyond our individual
minds, in what Plato calls “the intelligible realm or world.”
-
B. Theoretical Knowledge is of two levels
(actually three, when pretension to theoretical knowledge is included):
[(i) Conjectural representation of
the FORMS – which is not really knowledge but only opinion or doxa.]
(ii) Dianoia (disciplined theoretical
knowing, making use of [explicit allusion to and representations, including
definitions, of] the FORMS).
(iii) Noesis: direct knowledge
of [acquaintance with] the FORMS, knowledge (episteme) in the fullest sense.
-
C. We have theoretical knowledge of the
FORMS by way of a special faculty of rational intuition, called nous:
(i) An access to them that we have
inwardly and innately (though it must be awakened within us), and
(ii) Which we exercise by means of
dialectical reasoning and a peculiar kind of contemplative “recollection
(anamnesis).”
IV. Aristotle's (and Aquinas') Theory of
Knowledge
1. All knowledge
begins with sense perception of concrete, particular,
changeable, physical things.
2. Natural
kinds (the true, unchanging essences of things, the forms of
things, necessary, universal, and certain), and all other basic categories
with which we think and comprehend things, are abstracted from, or
inferred and elaborated on the basis of, the images (phantasms) which
in sense experience we receive from particular things.
A. Natural kinds do not exist separately
from concrete things, except as
concepts in
the minds of people who have abstracted them.
B. Sense perception itself is not knowledge
in the true or full sense;
true knowledge
requires apprehension of the true essence of things
and the ordered,
scientific understanding of their causes, why they
are the way
they are.
3. The forms (not
even the so-called transcendental forms) do not exist
apart from particular things (which are always a combination of matter
and form). In consequence, the mind has no internal intellectual
access
to them apart from abstracting them from sense perception.
4. Complete
knowledge or knowledge in the fullest sense ( = systematic,
scientific knowledge) involves the construction of a systematic
hierarachy of valid syllogisms which demonstrate (prove beyond a
reasonable doubt) and explain the truth of its conclusions on the
basis
of general premises (primary premises) known to be true.
V. Descartes' Theory of Knowledge
1. Descartes
is a rationalist who set out to refute radical skepticism on its
own turf.
He sought an absolute foundation for
knowledge by proposing to doubt all things and accept as knowledge (or
at least as a foundation for knowledge) only what could not be doubted.
(Note that this requirement of absolute certainty [undoubtability] was
not Plato's or Aristotle's criterion for knowledge.)
2. Descartes'
procedure is to withhold his belief from anything that is not
entirely certain and indubitable.
This leads him to consider the possibility
that instead of a benevolent God, there is a powerful and evil demon systematically
deceiving him into thinking things to be so that are not in fact so.
This leads him to conclude as doubtable, and therefore as not knowledge,
-
sense experience, and all that sense experience
testifies to (e.g., that there is an external world, other people, and
even that he has a body),
-
his conviction that what he takes to be
waking reality is real and not a dream (or a cosmic deception),
-
his memory, and
-
intellectual calculation (e.g., 2 + 3 =
5).
3. The one thing
Descartes finds to be absolutely certain in the midst of
radical doubt and possible deception is that thinking (especially in the
mode of doubt) exists, that he as a thinking thing exists.
This will become Descartes' foundational
truth and the measure of all other truth: Cogito [I think], ergo
[therefore] sum [I am].
4. From
there Descartes investigates, solely on the basis of dialectical
reasoning apart from reliance upon what has proved to be doubtable,
and concludes
-
What must be the criterion of knowledge
-- namely, a candidate for belief whose certainty is wholly evident to
the reflecting mind with the "clarity and distinctness" of the cogito's
existence to itself.
-
What his essential nature must be -- namely,
a thing that thinks (including also doubts, understands, affirms, denies,
wills, refuses, imagines, and feels), and
-
What, to the contrary, must be the essential
nature of the bodies to which our senses uncertainly testify -- namely,
things which are extended in space.
5. Descartes
goes on to extend his foundation for knowledge and show
how it can provide a basis for the general trustworthiness of sense
perception, memory, and intellectual calculation, among other things,
by offering what he believes to be proof of the existence and goodness
of an infinitely powerful, wise, and good creator of himself (as a finite
and fallible mind), a creator whose goodness would never allow his
creature to be comprehensively deceived.
6. Thus Descartes
believes he has provided a foundation, on the one
hand, for knowledge in morality and religion (in the mind's or soul's
givenness to itself) and, on the other hand, for knowledge in the natural
sciences (in the nature of physical bodies to which the senses give us
access).
VI. Some Problems with Descartes'
Method
1. Insistence
upon a standard of absolute certainty eliminates the middle
ground of reasonable evidence. It suggests that if you don't have
complete certainty you have no evidence at all.
2. Insistence
upon absolute clarity and distinctness to the skeptical
reflecting mind eliminates consideration of any respect in which reality
transcends full and determinate representation.
3. Proposing
to rebuild one's knowledge from the ground up because a
number of things that once seemed true have become doubtful or false,
as Descartes does, is a lot like being in a boat out on the ocean and
proposing to abandon ship in order to rebuild the boat from the keel up
just because it has developed a few leaks.
4. Descartes'
working method of radical doubt may create more problems
than he supposes. In particular, it seems to put one in a very peculiar,
abstracted state of mind where the usual clues on which we rely to
orient ourselves and make sense of things are no longer available.
In
other words, it may serve to cut us off from reality rather than put us
more closely in touch with reality.
A. It disables reliance upon methodological
faith, such that knowledge
by acquaintance
(whether in sense perception or in reasoned
intuition)
seems no longer trustworthy.
B. It makes experience seem passive,
surface only, without depth and
atomistic
(non-integrated).
C. It cuts the mind (and all internal
mental life) off from its sense of being
in the world,
being in context, situated in a time, place, culture,
language,
and in rapport with other people -- also from learning
through empathy.
VII. DESCARTES' ARGUMENT FOR THE
EXISTENCE OF A NON-DECEIVING,
OMNIPOTENT GOD
Descartes' goal: to refute the
possibility that there could be an all powerful, demonic higher power (an
"evil genius") systematically deceiving us (with regard to the general
trustworthiness of sense perception and the reliability of reason).
A. We have a clear and distinct idea
of God.
B. This is the idea of a perfect being,
an infinite substance, eternal and
unchanging,
supremely intelligent and powerful, existing
independently
-- a being which created ourself and everything else
[whatever
else exists].
C. Something cannot arise from nothing.
(I.e., everything must have a
cause.)
D. A cause must contain at least as
much reality (as much perfection) as
its effect.
(I.e., what is more perfect cannot arise from what is less
perfect.)
E. Being an imperfect and finite (limited)
being, we cannot ourself produce
this idea
of a perfect being.
____________
F. Therefore, God must exist as the
being who has produced in his
creature,
namely us, the idea of a perfect being (God himself.)
G. All fraud and deceit depend upon
some defect.
____________
H. Therefore, God cannot be a deceiver.
I. The only reason for doubting that
human reason is reliable is the
possibility of a higher
power deceiving us (the Evil Genius hypothesis).
____________
J. Therefore, human reason is reliable.
[A problem: Doesn't this proof
assume that human reason is reliable, and thus assume the very thesis it
is trying to prove? I.e., does it not "argue in a circle"?]
VIII. DESCARTES' THEORY OF ERROR
1. Error results because we tend to
jump to conclusions, make judgments
too quickly on imperfect
evidence. I.e., we make mistakes because we
do not exercise
our capacity to suspend judgment: we assent or
dissent before we
have enough evidence.
2. We can avoid mistakes and achieve
certainty if we hold back and
assent only to those
propositions which we clearly and distinctly
perceive to be true
(i.e., propositions for which we have fully sufficient
evidence).
3. When we confront a statement for
which there is no compelling
evidence either
that it is true or that it is false (where the truth is not
perceived with sufficient
clarity and distinctness), we should suspend
our judgment until
we have compelling evidence.
4. We shall unquestionably reach the
truth, if only we give sufficient
attention to all
the things which we perfectly understand, and separate
these from all the
other cases where our apprehension is more
confused and obscure.
5. Every clear and distinct perception
must have God for its author and
thus it cannot be
deceptive, because God is no deceiver.
IX. DESCARTES' IDEA OF OUR KNOWLEDGE
OF THE EXTERNAL WORLD
Descartes' goal: to establish
a firm foundation on the basis of which natural science can proceed to
achieve an understanding of things that will make us "masters and possessors
of nature."
1. Natural science seeks knowledge of
the external world.
a. The external world is made up of
extended things, bodies in space -- and determinately representable in
mathematical form.
b. The only basis we have of knowledge
of the external world is
through sense perception.
c. Sense perception, while fallible,
is on the whole reliable because
the all powerful
being who created us is no deceiver.
d. But this requires that we be very
circumspect in relying on the
evidence of sense
perception.
Specifically we must
rely only on evidence which is exactly
specifiable (ideally
in mathematical form), and invariant from
person to person
and under varying conditions of perception
-- in short, impersonally
given.
2. Natural science must therefore be very
careful and discriminating of
how it relies on
sense perception. As revealed through the method
of systematic doubt,
sense perception is at best
a
representative
appearance,
within the mind, of what is outside the mind.
a. Sense perception is conceived to
be a product of the causal
impact of features
of things in the external world
upon the sense
organs of our body.
b. This impact produces two kinds of
apparent features or qualities
in our sensory impressions:
i. Impressions
which more or less accurately
represent the
features of bodies in the external world (
= primary qualities), and
ii. Impressions
which do not correspond but
which are simply
produced in us as a result of the impact of these
features on
our sense organs ( = secondary qualities).
c. Secondary qualities are conceived
to vary from person to person
and underdifferent
conditions of perception. This makes them
unreliableindicators
of the true nature of things ( = subjective).
i. Examples include
color, texture, warmth, meaning, value, and
purpose -- i.e., all qualitative features.
d. Primary qualities alone are conceived
to be indicators of the true
nature of things(
= objective), and they are what natural science
must solely relyupon.
ii. Examples
include size, shape, mass, location, and motion -- i.e.,
all quantitative features of extension.
X. Empiricism
1. All knowledge
-- indeed, all ideas -- are supposed to derive from and are
based upon sense perception.
2. To be meaningful
as well as to be true, an idea or statement must be
traceable back to sense perception for validation (as meaningful) and
verification.
3. Nominalism
(= concepts are names only)
A. All of the concepts and categories
(i.e., the forms) with which we
make sense
of things are human constructs, not discoveries.
B. Concepts and categories are real
only for those that use them, and
their validity
and truth is determined by their usefulness.
C. The only real things outside of
the mind are particular, individual,
contingent
things, which are knowable only by sense perception.
D. Rational Truths are trivial because
they are simply truths about the
concepts and
categories that we have constructed (they are
analytically
true). But they tell us nothing about the world outside the
mind.
4. Sense perception
(at least for empiricists following Descartes) is usually
conceived as "sense impressions" or "sense data" internal to the mind,
not as direct acquaintance with things in the world.
It is conceived as passive, without depth, and atomistic (non-integrated),
but representative of things outside the mind that have produced (or
caused) sense impressions within us.
XI. Instead of Absolute Certainty
as Criterion
1. If absolute
certainty is not the standard or criterion of knowledge, then
what is the standard?
Human claims to knowledge are fallible.
They can be wrong. To make a claim to knowledge is to risk being
wrong. To make a claim to knowledge is like making a wager or, alternatively,
like making a promise, giving one's word, that something is so.
Thus, there is always some room for
doubt. The criterion is to eliminate or answer reasonable doubt,
through having and offering sufficient evidence. (See the handout
on the nature and criticism of arguments.) What sufficient evidence
is will vary with the context and type of knowledge being claimed.
2. But that won't
convince the skeptic, will it?
The skeptic needs to be convinced only
if
(a) he is being reasonable
in his doubt,
(b) he is really interested
in getting at the truth in question, and
(c) he is truly open to
weighing relevant reasons.
If he is not, his opinion ceases to
count in reasonable argumentation until he meets these conditions.
XII. Sources of Knowledge of the
Forms By Means of Which We
Comprehend, Order, and Deal with the World
They are of
four kinds (at least):
A. Transcendental norms (e.g., justice,
beauty, goodness)
B. Mathematical and logical principles
C. Natural kinds (the true essences
of things)
D. General properties (features of
things that may or may not be essential)
Not every one
of the following answers purports to account for all four
kinds.
1. Platonic
Rationalist Answer:
They exist objectively beyond and in
some sense "above" our minds, and are discovered by dialectical reasoning
and a kind of intuitive recollection. (Note: Rationalists distinguish
between these truths and our ideas and opinions about them, which are our
attempts at apprehending and representing them to ourselves.) This
means that there are realities to which the mind has access other than
through sense perception. In some sense they are innate (or our access
to them is innate) but usually unconscious and unrecognized.
2. Empiricist
(or Nominalist) Answer:
They do not exist objectively outside
of our minds; they are constructions of the mind invented by us
to order and make sense of our experience, and their meaningfulness and
truth are entirely given in terms of their usefulness to that end.
The analytic truths of logic and mathematics are simply truths concerning
the structure of and relations between these invented ideas.
3. Aristotelian
Answer:
They do exist objectively but within
things themselves, to which we first have access through sense perception.
Through a process of intellectual abstraction and "induction" we discover
them and gradually build up a sure and confident knowledge of them.
4. Kantian Answer:
They do not exist outside the mind
yet they are not invented by us. We can discover them as the categories
and principles with which the rational mind necessarily comprehends and
orders sense experience. They are imposed on experience by means
of our rational apprehension of the world, which (according to Kant) is
in principle the same in all rational beings.
5. Other Possible
Answers?
-
Apprehended by non-rational intuition?
-
Bestowed by divine revelation?
-
?
XIII. Analytic Statements vs. Synthetic
Statements
1. Analytic
Statements (what Hume called
"relations of ideas")
An analytic statement attributes a
property to something, and that property is already implicit in the definition
of that object or concept. (E.g., "A square has four sides." And
"A bachelor is unmarried.")
-
It is necessary. Its denial results
sooner or later in a contradiction.
-
It is universal (so far as the same definition
is assumed).
-
It is unchanging or eternal.
-
It is certain (though not necessarily subjectively
certain).
-
If the definitions on which the statement
is based are discovered (as rationalists claim), then such truths tell
us important things about the world.
-
But if the definitions are simply invented
or stipulated, such truths are trivial.
2. Synthetic Statements(what
Hume called "matters of fact")
A synthetic statement attributes a
property to something, but that property goes beyond what is contained
within the definition of the object or concept involved. (E.g., "This
page is white.")
-
Its denial does not result in a contradiction.
In other words, its denial is at least conceivably possible in the abstract.
-
We can know which is true (the original
statement or its denial), only on the basis of some independent test.
-
Empiricists maintain that we can determine
the truth of such statements only on the basis of sense perception, or
they are nonsense.
-
Rationalists maintain that we can determine
the truth of some synthetic statements through dialectical inquiry,
and thus arrive at certain necessary, universal, eternal truths.
-
True synthetic statements tell us matters
about the world that are of practical value and usefulness.
-
But the world thus described, according
to empiricist assumptions, is entirely contingent and not necessary in
any of its features.
-
Empiricists maintain that a synthetic statement's
universality cannot be known in advance of actually checking with
sense perception, so it is forever uncertain.
-
Similarly, empiricists maintain that a
synthetic statement does not express an eternal, forever unchanging truth
(with the exception of statements asserting something to be true of a state
of affairs at a certain time). New circumstances can bring
about its falsity, or make a statement which is presently false become
true.
-
Rationalists, however, hold that some synthetic
truths -- not all truths but the most important truths about the world,
on which true wisdom depends -- are necessary, universal, eternal, and
certain.
XIV. A Priori Truths vs. A Posteriori
Truths
1. A priori truths are truths
that allegedly cannot be derived from sense
experience and therefore
are supposed to hold true independently
of sense experience.
Their truth is not contingent upon what we find
in experience.
a. A priori truths are the special
concern and interest of rationalism.
(More generally,
rationalists maintain that they are the special
concern and interest
of philosophy. Even empiricist principles,
say rationalists,
are putative a priori truths, for they can't be
justified on empirical
grounds.)
b. Empiricists maintain that the only
a
priori truths are the analytic
truths of mathematics
and logic, which tell us nothing about
objective reality
but only about relations of ideas.
c. They are what dialectical inquiry
aims at discovering.
d. They are universal, certain, unchanging,
and necessary
(non-contingent).
2. A posteriori (or empirical) truths
are truths that derive from and are
dependent upon sensory
experience. Their truth is contingent upon
what we find in
experience.
a. Empiricists maintain that all synthetic
truths, truths about reality
that are not simply
empty or analytic truths, are a posteriori
truths. Consequently,
they maintain that there are no a priori
synthetic truths.
b. Rationalists maintain that, while
many synthetic truths, truths
about contingent,
non-necessary things and events in the world
are a posteriori,
other synthetic truths are a priori and are
universal, unchanging,
certain, and necessary. (This is not,
however, to say
that everyone is aware of these truths. Nor is it
to say that a given
person's understanding of these truths is
absolutely certain,
complete, an unchanging.)
XV. Locke's Empiricism
1. All knowledge
derives from and is based on sense experience.
2. The mind
is a "blank tablet" until sense experience writes upon it.
All content of our mind comes ultimately from this source and from
internal reflection on what is in our minds.
3. Sense experience
is made up of sensory impressions produced in our
minds by things in the external world (i.e., caused by them) through their
direct or indirect impact upon the sense organs of our bodies. (Note:
this means that we do not directly encounter these things them-selves,
but only the impressions they produce in us.)
Sense impressions, therefore, may be
said to represent the things which produce them in us. This view
is called the Representative Theory of Perception. (Note: Descartes
basically held to this account of sense perception, so Locke is following
Descartes here.)
4. The qualities
of things conveyed to us through sense impressions are
held to be of two kinds:
These are qualities objectively true
of objects themselves (solidity, extension, figure, motion or rest, and
number).
The sense impressions these qualities
produce in us resemble (more or less accurately represent) the qualities
themselves.
(These are the things that natural
science studies.)
Hence they later (after Locke) come
to be characterized as "subjective" (do distinguish them from the supposedly
"objective" primary qualities). As beauty is sometimes said to exist
"merely in the eye of the beholder," so also these qualities are said merely
to exist in the internal subjective experience of the beholder, not in
the object being perceived.
XVI. Problems with Locke's Empiricism
1. Locke's
very assumptions (and Hume's, for that matter), seem not to be
directly derivable from sense perception. Among other things, they
purport to establish absolute limits to the mind and what it can and
cannot know.
2. Locke's
understanding of sense impressions being causally produced
in our minds by things outside our minds appear not be verifiable in
sense experience, for on his terms we never directly experience (know
by acquaintance) anything outside our minds. According to him, we
never experience anything but sense impressions internal to our minds.
3. Locke's
theory of experience (and Hume's) appears to rule out vast
ranges of our experience, notably our experience of other persons
experiencing the same things we are experiencing. Like Descartes,
it
assumes the mind to be outside of the external world it experiences,
rather than situated within it alongside other persons.
4. Locke's
distinction between primary and secondary qualities doesn't
seem to hold up well on close inspection.
A. The distinction presupposes that
we somehow have access to the
external world
of primary qualities, but it is not clear how we have
that access
if we are restricted to sense impressions to go on.
Indeed, it
begs the question as to what is objectively real.
B. Measurable "primary" qualities (like
size and motion) seem to be no
less dependent
upon a measurer operating in a certain context to
recognize
them than are "secondary" qualities (like color and
meaning) dependent
upon a perceiver operating in a certain context.
XVII. Hume's Empiricism
1. All of our
ideas ("more feeble perceptions") are copies of our
impressions ("more lively perceptions"), either directly or indirectly
by
the mixture and composition of them by the mind and will.
Consequently, if any philosophical
term is employed without a definite impression (or set of impressions)
from which it is derived, it must have been compounded from ideas which
themselves are copies of impressions or lack any definite meaning -- i.e.,
a fiction concocted by our imagination. [The Empiricist criterion]
2. All objects
of human reason or inquiry may be divided into two kinds:
relations of ideas and matters of fact.
A. Evidence of their truth and how
they are ascertained are quite
different.
B. The former are either intuitively
or demonstratively certain, so their
contrary implies
a contradiction. Their truth is independent of what
is anywhere
existent in the universe [as discoverable by sense
perception].
C. The latter are never intuitively
nor demonstratively certain, so their
contrary is
always possible. Their truth is entirely dependent on
confirmation
by sense perception.
3. Induction
(Induction, as Hume understands it, involves drawing inferences from
past and present experience to reach conclusions about future
experience. It is involved in virtually all inferences based on cause
and
effect.)
A. All inductive inferences assume
that the future will resemble the past.
B. If we apply Hume's empiricist criterion
to this idea, it come up wanting.
C. Because it is entirely conceivable
that the future might be unlike the
past (its
conception involves no logical contradiction) and because
sense experience
is entirely contingent (having no necessity), there
is no rational
basis for concluding that future instances of any
generalization
we make will be similar to past instances.
D. Thus, there is no rational justification
for induction.
E. Nevertheless, says Hume, we cannot
help believing that the future will
resemble the
past and making inductive inferences.
4. Causation
(the relation of cause and effect)
(This is the relation on which all of our reasoning concerning matters
of fact beyond the present testimony of our senses or the records of
our memory depends, indeed on which all of scientific knowledge and
explanation depends):
A. To this idea we must apply Hume's
criterion. When we do we come
up, not with
no impressions, but solely with impressions of
i. Contiguity
(nearness in space) of apparent cause with apparent
effect;
ii. Temporal
priority of apparent cause to apparent affect; and
iii. Constant
conjunction of apparent cause to apparent affect in all
previous experience.
B. But to the idea of any actual necessary
connection between apparent
cause and
apparent effect, or to the idea that future occurances of the
apparent cause
and effect should be the same as experience up to
now, we can
find no corresponding impressions.
C. Therefore, such ideas are at best
fictions.
D. Consequently, any reasoning based
on the relation of cause and
effect, and
any expectation that a certain effect will follow a certain
cause, must
be based not on reason but on nothing more than the
non-rational
custom or habit which nature impresses upon us.
In other words, given the fact that there is no real reason for an
alleged effect
to follow its alleged cause, no necessity, there is no
rational justification
for any inference based on cause and effect.
E. Even so, we cannot help believing
in it.
5. Substance
or the External World
(Substance is the idea of a real existing thing -- e.g., a white table
--
which possesses certain qualities and about which we make true
assertions, independently of our idea about it. In principle, this
idea
includes both material objects and non-material objects.)
A. Similar to the idea of a self, when
we apply Hume's criterion to this
idea, it too
comes up wanting.
B. Other than the sensory impressions
of the qualities that characterize
any given
thing (and the ideas we have of it that are based on these
impressions),
there is no impression to be found corresponding to
the idea of
an underlying substance unifying the thing and of its
existence
independently from us and our perceptions.
C. So, the idea of substance, too,
must be a fiction.
D. It is clear, nevertheless, that
we cannot help but believe in the
independent
existence of things and persons -- indeed, in the whole
external world
-- but we have no rational justification for this belief.
6. The Self
(The constant, identical subject of all of my thoughts and experiences,
i.e., what I am talking about when I say "I"):
A. When we apply Hume's test of asking
from what impressions the idea
of a substantial
self could be derived, it comes up wanting.
B. There is no constant and invariable
impression from which it is
derived, but
only the continuing stream of varying impressions
constituting
all that goes on in our mental life.
C. At best, all that ties this bundle
of impressions and ideas together
are three
principles of association: resemblance, contiguity
(closeness
or proximity in time and space, including succession),
and cause
and effect (analyzed above) -- in a manner similar to
what ties
a republic or commonwealth together.
D. Therefore the idea of a self must
be a fiction. (So also, the idea of
alleged acts
of free choice.)
E. Even so, again, we cannot help believing
in a self and personal
identity,
for ourselves and other persons.
7. The Problem
of Skepticism and Hume's Solution
A. Hume has shown that on empiricist
principles [at least upon his
version of
them] that there is no good justification for believing
that the future
will resemble the past, that events have any necessary
connection
with each other, that there is an external world outside
the mind,
or that the mind itself exists -- all apparently very radical
skeptical
conclusions.
B. These conclusions are literally
and simply unbelievable, for human
nature through
custom and habit prevents us from believing them
-- at least
when it comes to practical affairs and living our lives.
C. This suggests that our beliefs are
not under our control. Nature
causes
[?] us to believe just as it causes us to think and feel -- just as
animals do
in order to survive.
i. What we
find in experience is that belief just happens to us. It
"arises immediately;" there is no operation of the mind that we
perform in order to achieve it.
ii. We do
not and cannot make ourselves believe things. Custom
simply operates and, based on experience, we come to believe.
D. This amounts to a qualified or mitigated
skepticism, based on
caution and
moderation, an awareness of how fallible we are, and,
most importantly,
on how lacking in rational justification are our
most fundamental
convictions about the world and our knowledge
of it.
E. Even less justified, then, are any
beliefs that go beyond ordinary
appearances
and commonsense conclusions about the world.
F. Precisely because our reasoning
capacities are so fallible and
uncertain
in their conclusions, any beliefs that go beyond
ordinary appearances
and commonsense conclusions about the
world will
be unjustified and unjustifiable. For these we have no
reliable guide.
G. In particular Hume proposes that
i. We should
conform our beliefs (proportionally) to experience
insofar as it is possible.
ii. We should restrict
our beliefs to the realm of experience.
iii. We should adopt an
agnostic position for matters of fact for which
we have no relevant experience.
XVIII. Problems with Hume's Empiricism
1. Hume's skeptical
conclusions say as much or more about the
limitations and possible inadequacy of his criterion of meaning and
truth as they say about the "fictional" status of the ideas of "self,"
"substance," and "the relation
of cause and effect."
2. Hume's presupposed
conception of sense experience
-
as "impressions" internal to the mind conceived
as a closed container (as opposed to being relational acquaintances with
things beyond the mind);
-
as wholly passive, somehow impinging on
the mind from without (as opposed to being intentional and self-initiated);
-
as surface only (with no dimension of depth);
and
-
as atomistic or discrete (with no integrative
aspect)
necessarily result in his finding no discrete
sense impression corresponding to "self," "substance," or "causal connection."
In other words, his assumptions dictate
that he will find no such impressions. A broader conception of sense
experience might be able to accommodate "experiences" of these things.
3. The ideas of
causally explanatory entities in contemporary science
(e.g., the use of models to "picture" atoms or subatomic particles which
are themselves held to be unobservable in any direct sense) would
seem to involve, in important respects at least, more of a rationalist
idea
of cause and effect than Hume would allow.
XIX. Kant's Reconciliation of
Rationalism and Empiricism
1. Kant agrees
with empiricism that all knowledge arises with perceptual
experience. But the fact that it arises with perceptual experience
does
not entail that all knowledge derives from perceptual experience.
2. Kant agrees
with rationalism that we do have some knowledge --
specifically knowledge of universal and necessary truths -- that does
not and cannot possibly derive from perceptual experience. E.g.,
"5 + 7
= 12." "All events are caused." "All things in the external world
exist
within time and space."
3. The main
problem that concerned him was what made the latter sorts
of truths, "a priori synthetic truths" possible. He concluded that
they
are possible only if both our knowledge and our perceptual experience
are actively constructed by our minds (largely unconsciously) in
accordance with these categories and principles ("forms").
A. The categories and principles that
our minds use to make sense of
experience
are, according to Kant, the same for all rational beings.
B. These categories and principles (the
"forms") are what reason can
know in independence
from experience.
4. But this implies
that we can know and understand only what our minds
have constructed out of the "intuitions of sense perception" (i.e., sense
data). In other words, we can know things only as they "appear to
us"
and not as they "are in themselves" (apart from what our minds have
made of them).
XX. KANT'S CRITICAL IDEALISM
(Sometimes Interpreted as Critical Realism)
1. Kant's way of
reconciling rationalism and empiricism came at a certain
price. Specifically, a priori synthetic truths (the truths of reason)
are not
extra-mental truths, not truths about reality beyond the mind, but truths
about the mind -- specifically, truths about how the mind makes sense
of and comprehends experience. This makes Kant a critical idealist.
2. Knowledge and
experience (phenomena) for Kant are not, however,
created by the mind. Their content comes from raw sense impressions
that come from without, but its form comes from the active sense-making
and conceptualizing power of the rational mind. Raw sense impressions,
he believed, come from things in themselves beyond the mind
(noumena), which we can never know. This makes Kant, in certain
respects, a critical realist.
3. We get in trouble,
Kant believed, when we extrapolate the categories
and principles with which we make sense of and comprehend our
experience to make inferences about matters that lie beyond any
possible human experience -- including, of course, things in themselves
(noumena). Strictly speaking, he argued, this leads us into drawing
unjustifiable, controversial, and sometimes contradictory conclusions.
4. Nevertheless,
some such ideas have a legitimate role as "regulative
ideas," that orient us and make sense of our passions to know, to
understand, to aspire, and to appreciate things. But these ideas,
in
which we may be said to have faith, have no objective reference that
we can ever be said to know. They include, among other things, the
idea of the world as a whole, the idea of God, the idea of a final or
absolute justice, the idea of beauty, and even, possibly (?) the idea
of the self as freely acting.
XXI. Kant's Idea of Rationality
1. Kant emphasized
the active nature of thought. What we find in nature
and experience generally depends on what questions we ask, what
hypotheses we propose, and what experimental tests we perform.
A. ". . . reason has insight only into
that which it produces after a plan
of its own,
. . . constraining nature to give answers to questions of
reasons own
determining" (Govier 184).
B. In accordance with the regulative
idea of the world as a whole, our
reason forms
ideas in pursuit of a unified, systematic understanding
of things,
which we then put to experimental test. We do not first get
these ideas
from experience.
2. Kant emphasized autonomy
in thinking: no rules or claims should be
adopted without critically evaluating them. To have philosophical
knowledge, a person must have understanding that has arisen out of
his or her own use of reason.
3. Kant emphasized
that, to be truly reasonable, we need to come up with
ideas and principles that human reason in general can support as if they
were universal laws that anyone anywhere (who sought to think
rationally) would find it reasonable to accept -- i.e., that we should
think
from the standpoint of anyone indifferently, and not allow ourselves or
anyone else be treated as an exception.
XXII. Problems with Kant's Reconciliation
1. Kant continues
to assume the representational conception of
perceptual experience and seems to have no notion whatsoever of
an alternative, relational conception. So the problems connected
with
the representational conception apply to Kant as well.
A. The idea that knowledge is shaped
by the mind, the way Kant
conceives
it, removes us still further from the thing-in-itself that is
supposed to
give rise to sense impressions, rather than draw us
closer to
it.
B. Despite highlighting the mind as
active in shaping experience and
knowledge,
Kant still holds raw sense impressions to be wholly
passive representations.
C. Kant's conception of experience
as wholly constituted on the basis
of raw sense
impressions seems overly restrictive -- not just in
eliminating
ordinary acquaintance knowledge but also in dismissing
many other
sorts of experience.
2. What appears to save
Kant's idea from subjectivism is his assumption
that the forms of our rational apprehension of the world are the same for
all persons.
A. But is this so? For example,
do all persons in all cultures construct
the world
the same basic way?
B. And is this assumption sufficient
to establish the objectivity and
substantial
existence of the world that our minds have constructed?
3. No less than Descartes
and Hume, Kant seems stuck in the egocentric
predicament with a conception of the mind as a closed container, not a
mind actively embodied in the world and exploring its environment.
A. The knowing subject for Kant is
just as much outside the world and
outside standing
in relation to other people and other things as is the
knowing subject
for Descartes.
B. This leads to many problems, not
least of which is how we can
possibly know
other persons in their knowing, and how others can
know us in
our knowing.
4. Kant's valuable
distinction between the thing in itself (noumenon) and
the thing as we have conceived and understood it (phenomenon) may
be alternatively and perhaps better understood in terms of the distinction
between territory and map.
A. But it will perhaps be even more
usefully understood if correlated
with the distinction
between knowledge by acquaintance (with the
thing in itself
as other than and more than what we are able to
represent
it to be) and knowledge by representation (namely, our
conception,
our representation of the thing in accordance with the
categories
and principles of our understanding).
B. This would preserve and make even
more workable Kant's critical
realism, but
would put us in a position where we can raise effective
questions
about how well our understanding of things (our maps)
does justice
to things in themselves (the territory). Kant's way of
conceiving
the relation between phenomenon and noumenon does
not put us
in such a position.
5. Many questions have
been raised since Kant about how universal and
essential for our knowledge of things some of the categories and
principles Kant identified.
A. Euclidean Geometry at least and
maybe certain forms of mathematics
may not be
as uniquely necessary for making sense of our world
(other forms
doing as well or better).
B. Certainly many, if not all, of the
categories and principles we
presupposed
in making sense of our experience seem not to be
unique, but
are some among competing sets (among different
conceptual
frames of reference, which sometimes reflect culture).
XXIII. Experience as Representational
Object-in-itself
[in the world] - > causes - > Sense data [in the mind]
(Which are supposed to represent the
objects that produce them in us.)
Accordingly, the most reliable indicators
for what the objects in the world are really like are supposed to be those
sense data which have had the least shaping or influence on our part (the
least subjective bias or spin given to them by us).
For Kant, for our experience to be
experience of objects, it must be integrated, deciphered, and interpreted
by the mind in accordance with the categories and principles of the rational
mind. Thus,
Forms
Categories & Principles
of Sensibility
of Judgment
|
|
|
|
Object - >
Sense data - > "Experience"
- > Understanding
(= Object-in-itself)
(= Apparent object)
(= Object as
understood by us)
(Note how the move here is farther
and farther away from the objects to be known. The more the mind
has intervened to shape experience and understanding, the more it has added
something to the sense data, and the farther it is removed from the object
in itself.)
XXIV. Experience as Relational
Knowing person [in the world] < -
> experiences < - > Object [in the world]
Experience here is a dynamic, developing
relationship of potentially deepening acquaintance with the object.
Here, the contributions of the mind
may draw one nearer to the object known, as opposed to putting one at a
greater distance (as in the previous model). Note: the belief I have
about the object is not the same as my experience of it, though ideally
my belief should be in agreement with my experience of it.
The apparent object, on this understanding,
is not an object separate from the object in the world (as it is on the
conception of experience as representational), but it is a more or less
tenuous relation or connection with the object itself -- a relation that
holds open the possibility of deepened acquaintance.
To pursue that deepened acquaintance
is to draw nearer to the object with whatever means are available, to refine
one's apprehension of it (including overcoming misapprehensions of it),
to come to a fuller understanding of it.
Typically, pursuing such a deepened
acquaintance involves approaching the object from different angles and
perspectives, taking into account other points of view, and developing
a rounder grasp of it.
Key to all of this is to recognize (philosophically)
that the object itself is more than any one present grasp of it, more than
any one view of it can encompass, yet is open to becoming better known.
XXV. Psychological vs. Philosophical
Inquiry
1. Psychology
looks at what typically happens in people's experiences,
behavior, reactions, and development.
2. In contrast,
philosophy, by its very nature, is concerned with reasoned
justification and critical assessment.
A. Philosophy is especially concerned
with examining the criteria and
standards
we rely on to make judgments.
B. Philosophical questions arise
in psychology whenever the
assumptions
which govern psychological research are examined.
And
sometimes the results of psychological research give rise to
philosophical
questions.
XXVI. William Perry's Stages of Knowing
1. "Duality"
-- knowledge is clear and unambiguous, with a right and
wrong answer for every question. These "facts" are external, known
by authorities and experts.
(Compare philodoxical referral to an
authority; Socrates' level one.)
2. "Unacceptable
Multiplicity" -- Where authorities are seen to disagree
but differences from the accepted authority are rejected. Only one
authority is right and all others are frauds or incompetent.
(Compare the pitfall of ideological
thinking, a form of philodoxy.)
3. "Acceptable
Multiplicity" -- where there is no one "right" answer.
Everyone has a right to his or her own opinion, and all opinions are
equally good ("right for oneself").
(Compare the pitfall of relativism,
a form of philodoxy.)
4. "Relativism"
-- where truth and knowledge are not absolutes "out
there" that some authority hands down or that we discover on our
own. Some opinions are better than others, depending on the reasons
that back them. Knowledge is not a "given" but is "constructed" in
accordance with a particular point of view or intellectual approach.
(Despite the name "relativism," compare
this to what we have called reasoned inquiry and reasoned judgment, and
Socrates' level two. Here there seems to be room for level three,
but it is unclear.)
XXVII. Belenky et al.'s Stages of
Knowing
1. "Received
Knowledge" -- where knowlege is what some authority
says it is.
(Compare philodoxical referral to an
external authority; Socrates' level
one.)
2. "Subjective
Knowledge" -- where truth (at least some truth) is seen to
be personal, private, subjective, and especially intuitive. Right
answers
are ones a person reaches for herself. Suspicious of the judgment
of
other persons.
(Somewhere between Perry's "unacceptable
multiplicity" and "acceptable multiplicity.")
3. "Procedural
Knowledge" -- a more objective and rational kind of
knowledge, resulting form certain procedures and techniques of inquiry.
A. "Separate Knowlege" -- objective,
impartial, adversarial, where the
knower
separates herself as much as possible from the matter
being
investigated. No claim is accepted as true until it is impartially
tested,
scrutinized, and challenged. It relies heavily upon methodo-
logical
doubt.
(Compare
scientism.)
B. "Connected Knowledge" -- subjective,
intuitive, emotional, where
the
knower draws near the matter being investigated, dissolving
any
strict boundary between knower and known. It utilizes empathy,
methodological
believing, gentle receptivity, etc.
(Compare
the relational conception of experience.)
4. "Constructed
Knowledge" -- where both separate knowledge and
connected knowledge are combined or integrated in a conception of
knowledge as "constructed." Thus the knower is seen to be an intimate
part of what is known. All knowledge is contextual and to some extent
at least "fashioned" by the knower. No fact (even the most obvious)
exists outside of a specific frame of reference.
XXVIII. "Female" vs. "Male" Knowing?
Is there a
difference? How much is due to nature and how much to
nuture?
1. Intuition
vs. "Sticking with the Facts"
What is intuition? Can we distinguish
different kinds of intuition. Has it a valid role to play in knowledge
and inquiry? Has both intuition and "sticking with the facts" a valid
role to play in knowledge and inquiry? Can we distinguish when one
is needed more than the other?
2. Emotional
Involvement vs. Emotional Detachment
What are they? Can we distinguish
different kinds of emotional involvement and/or detachment? Are there
situations where either is good and helpful and others where it is bad
and unhelpful? (Is
emotional involvement and personal
involvement the same?) Have some kinds of each a valid role to play
in knowledge and inquiry? Can we distinguish when one is needed more
than the other?
3. Methodological
Faith (or Believing) vs. Methodological Doubt
What are they? Has each a valid
role to play in knowledge and inquiry? Can we distinguish when one
is needed more than the other?
4. Synthesis
(Putting Together or Integration) vs. Analysis (Taking Apart)
What are they? Has each a valid
role to play in knowledge and inquiry? Can we distinguish when one
is needed more than the other?
5. Knowledge
for Appreciation vs. Knowledge for Manipulative Power
What are they? Has each a valid
role to play in knowledge and inquiry? Can we distinguish when one
is needed more than the other?
6. Interdependence
(Cooperation, Teamwork) vs. Autonomy
(Independence of Judgment, Thinking for Oneself)
What are they? Has each a valid
role to play in knowledge and inquiry? Can we distinguish when one
is needed more than the other?
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